The functions of the three service providers above are separate and independent to provide for a system of checks and balances.
When the investment advisor is independent of the other service providers, it minimizes or eliminates potential conflicts of interest.
Assess the financial needs and goals of clients
Provide portfolio management and investment recommendations to meet these financial goals
Educate clients on investment options
Monitor and update client goals and appropriate investment solutions
Safeguard financial assets
Arrange settlement for purchases and sales of securities
Issue statements and transaction confirmations
300 Madison Avenue
29th Floor
New York, NY 10017
Phone: (917) 580-6041
Fax: (917) 591-4906
Toll free: (800) 894-6040
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Form Client Relationship Summary ("Form CRS") is a brief summary of the brokerage and advisor services we offer.
HTA Client Relationship Summary
HTS Client Relationship Summary
Securities offered through Hightower Securities, LLC, Member FINRA/SIPC, Hightower Advisors, LLC is a SEC registered investment adviser. brokercheck.finra.org
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