Our Custodial Relationships
A set of keys on a wooden table
Hightower does not take custody of its clients’ assets. We guide your choice of third-party custodians to hold and protect your money. Instead of limiting your custodial choice to a single legacy or captive relationship, Hightower has forged partnerships with several reliable, secure, and independent firms with deep financial experience.

Separation of Services = Checks & Balances

The functions of the three service providers above are separate and independent to provide for a system of checks and balances.

When the investment advisor is independent of the other service providers, it minimizes or eliminates potential conflicts of interest.

1. Broker/Dealer Trade Execution

2. Custodian Asset Protection

3. Investment Advisor / Money Managers

Investment Advisors & Custodians

Investment Advisors

  • Assess the financial needs and goals of clients

  • Provide portfolio management and investment recommendations to meet these financial goals

  • Educate clients on investment options

  • Monitor and update client goals and appropriate investment solutions

Custodians

  • Safeguard financial assets

  • Arrange settlement for purchases and sales of securities

  • Issue statements and transaction confirmations

RJ Wealth Management Custodians

Awards & Accolades

Forbes

Inc. 500

Barron's

FT

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405 Lexington Ave, 42nd Floor
New York, NY 10174

Phone: (917) 580-6041
Fax: (917) 591-4906
Toll free: (800) 894-6040

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Hightower Advisors, LLC is a SEC registered investment adviser. Registration as an investment adviser does not imply a certain level of skill or training. Some investment professionals may also be registered with Hightower Securities, LLC and offer securities through Hightower Securities, LLC, member FINRA/SIPC. You can check the background of our firm and investment professionals on brokercheck.finra.org. Unless otherwise indicated relative to a specific award or ranking, Hightower Advisors, LLC does not pay a fee to be considered for any ranking or recognition, but may have paid to publicize rankings obtained and disseminated prior to 11.4.2022. All awards / rankings / ratings obtained and distributed on or after 11.4.2022 will be accompanied by specific disclosure as applicable.

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